Uganda Jobs, Principal Compliance Officer,vacancy in Uganda, at Centenary Bank
Conduct periodic compliance tests on various departments in the Bank, report findings, provide guidance and training to staff, align policies and procedures to changes in the regulatory landscape to improve level of compliance with laws and regulations and thereby avert exposure of the Bank to penalties and reputational risk arising there from.1) To perform periodic tests to assess the extent of compliance with regulatory requirements such as Acts of Parliament and regulations/guidelines from regulators.2) To provide advice to line management on remedial actions regarding the findings of the regulatory compliance audit.3) To provide accurate and timely regulatory reports for Management’s review prior to submission to the regulators as required.4) Assist line divisions/departments to comply with their regulatory reporting requirements in terms of timeliness and completeness.5) Participate actively, in the development, implementation and maintenance of regulatory compliance risk management and monitoring plans.6) Conduct research and provide advice on issues of compliance that are relevant to the bank’s business and activities including but not limited to compliance with existing and upcoming legislation; advise on the implications of new legislations on the operations of the bank; and best positioning of the bank for proactive compliance.7) To participate in training and developing of training materials on all matters relating to regulatory compliance such as sensitization of staff on newly introduced policies, procedures and regulators’ guidelines.8) To participate fully in the assessment process for new products being introduced and provide advice that allows for minimization of regulatory penalties.· An Honors Bachelor degree of Commerce, Business Administration, Law or any other relevant area. Possession of a professional qualification such as ACCA, IIA, ICSA or post graduate diploma in legal practice will be an added advantage.· Relevant experience of at least 4 years in the area of compliance, auditing, finance or accounting in a regulated banking institution.· Good drafting, writing, communication and reporting skills. Analytical and able to provide prompt and sound advice. Ability to execute various tasks at the same time and meet deadlines.· A good team player, able to embrace the Bank’s mission and values.If you are interested in joining a dynamic team in a fast-paced work environment and meet fully the requirements above, please;a. Download an application for employment form aboveb. Fill the form and enclose an application letter, updated Curriculum Vitae (CV), plus copies of all academic credentials, testimonials and contact details of three competent referees.c. Submit your application not later than 5.p.m Friday 4th July , 2014 to:If you are qualified and interested in please submit your resume online by visiting the e-recruitment website HERE.
0 comments:
Post a Comment